Wednesday, November 9, 2011

Math and the Fantastic: A Survey

This article is less argument, more survey—a survey of the different ways numbers and mathematics in general have been used in science fiction and fantasy. My taste tends toward more juvenile book series, so that's what I'll be focusing on here. In particular, when brainstorming examples here, I was struck by how often numbers are used to make humorous points, at least in some of my favorite series. This might not hold up in a broader sample, but it's something I've noticed.

Mathematics as Plot

Science fiction deals with speculative science, and given how close math is to science, it's no surprise that some science fiction involves creative uses of math. Mathenauts, an anthology of short stories, features several of this kind. For example, the title of Larry Niven's “Convergent Series” refers to series of numbers such as 1/2 + 1/4 + 1/8 … The numbers get so small, so quickly, that in some sense they do “add up” to one, even though there are infinitely many of them. The narrator invokes a similar process to banish a pesky demon.

Mathematics as Distraction

Niven opens his story with a discussion of magic, only reaching the mathematical image at the very end. In contrast, stories can set up a mathematical tone only to have the numbers be overshadowed later on. The first Mathenauts story, Isaac Asimov's “1 to 999,” at first searches for meaning in a plain sequence of numerals, 1 through 999. In fact, there is no mathematical significance to them at all—the twist of the story is that the numbers are meant to be interpreted as words. Here, mathematics provides a roadblock, rather than a solution.

Another short story (in a different anthology) called “The Mathematicians” also uses this tactic. Over three-and-a-half pages, Arthur Feldman builds to a punchline of “they were great mathematicians. So, they multiplied.”

There's a case to be made for including the use of one particular number in the Hitchhiker's Guide to the Galaxy series under this category, rather than strictly “humor.” The characters' (and readers') futile attempts to ascribe meaning to a number that appears out of the blue could qualify this as a deflection on Douglas Adams' part (although not, like Asimov, to a new meaning that eventually solves the mystery).

Mathematics as Characterization

This is by no means limited to science fiction or fantasy, but portraying someone as a mathematician can open the door to various nerdy/aloof stereotypes. Greg Egan's Diaspora uses lots of mathematics as a plot device (which goes over my head), but the final pages portray a character seeking out the isolation of working on math. Similarly, Feldman's alien mathematicians are not initially aware of human emotions.

Cultural allusions

At least in series set in some variant of the real world as we know it, superstitions attached to real-life numbers are likely to carry over to the fantastic world. Just as seven is considered a lucky number by many people today, seven is considered “the most powerfully magical number” in Harry Potter. Among the many uses of seven in the book include the seven school years of Hogwarts, with real-world significance of there being seven books in the series. Similarly, thirteen is viewed as an unlucky number in Hogwarts as well as in reality.

Some hints in the Wheel of Time series point to that world being a far-flung past or future of our own, in which case the seven Ajahs of the White Tower or the Seven Towers of Malkier might qualify.

Numbers as organizing themes

Overlapping with the above category, some series are organized in a “there will be x number of books” fashion, perhaps one for each of the (fill in the blank). Seven serves that role for Harry Potter; according to Michael Ward in Planet Narnia, there's an underlying organizing principle for the Chronicles of Narnia that also explains why that series has seven books. D. J. Machale's Pendragon Adventure divides the multiverse into ten territories, and there are ten corresponding books. Each territory has a Traveler, each Traveler has a ring, for several corresponding sets of tens. (This backfired on me, reading it; at one point I was convinced that a message that “the bad guy can only be defeated when he thinks he's won” referred to him needing to wear one ring on each finger. Nope.)

On the other hand, Garth Nix' Seventh Tower series (there are seven towers, one for each color of the rainbow) has six books.

Alien units

Aliens are not from Earth; it doesn't make sense to expect their systems of measurement to coincide with Earth units. In the Animorphs series, the alien Ax consistently notes that Earth units are alien to him. From book 18, The Decision:

 <Actually, it has only been one of your hours and eighteen minutes,> [Ax] said helpfully.
 <One of our hours,> Marco said. <You know, they really are your hours now, too. This is Earth. You're stuck here. Go ahead and set your watch to local time.>

I'm surprised I can't think of more aliens who use base 8 or 12 or anything other than 10 off the top of my head. This is probably a function of my taste, as demonstrated by the overlap with the next large category...

Numbers and humor

Playing the “different units” game for laughs can get even more outlandish than Ax and Marco, above. The humorous Outernet series does this as well. When characters aren't asking each other to “give me eighteen,” we have lines like:

 “On the planet Zhilqueeg, for example, there are eighty neehees in a gajug, fifty gajugs in a twip, twenty-two twips in a yuryur, and so on, bringing about the common expression on Zhilqueeg: “There just aren't enough twips in the yuryur.””

At least two of those three examples have the decency to be in multiples of ten, a trait not shared by the Harry Potter series' use of 29 Knuts to a Sickle, and 17 Sickles to a Galleon. (Although I've heard this is actually supposed to be a parody of the British monetary system.)

The first few Discworld books written make a running joke of characters not saying the number that's one more than seven, because of its powerful magical properties. The Hitchhiker's Guide to the Galaxy's use of a number might qualify, too (see above).

Misuses of math

Not all uses of numbers are, in my opinion, very well-written ones. Examples that might otherwise fall under a different category can stretch the limits of belief.

In Animorphs, the alienness of units is called into question when the protagonists receive the power to become animals. This comes with a warning; they will be trapped in the form of an animal they morph into if they stay longer than two hours. Since this technology was invented by Ax's species, and we know that Earth units are alien to them, it's implausible that the limit should have worked out to exactly two of our Earth hours.

Inconsistency, as well as implausibility, can plague descriptions of alien units. For humorous effect, Outernet defines a “standard galactic year” as “About twenty Earth minutes” (to exaggerate a character's problems with interest rate) in book two. By book four, however, “100 Gala-years” is being used interchangeably with “a hundred years.”

Numbers can be artificially introduced as a puzzle, which is fine, but some of the solutions seem mathematically...dubious. In The Marvelous Land of Oz, the characters need to “count seventeen by twos” before they can use magical wishing pills. They first dismiss this as impossible, but then realize that you can “start counting at a half of one...for twice one-half is one, and if you get to one it is easy to count from one up to seventeen by twos.” I'd agree with the latter part, but generally doubling is not undertaken when counting by twos. (No one suggested starting at minus one and proceeding to one, which would have been a much more satisfying tactic in my book.)

Moreover, the “underlying theme” of an alien world can feel a little too much like home. In the Mistborn trilogy, sixteen is introduced as an important number for the planet (and, Sanderson's other works suggest, universe as a whole); there are more or less sixteen basic metals used in the magic system, and characters stricken by a mysterious illness fall sick for sixteen days. Fine, but having the protagonist realize “oh my goodness! Sixteen percent of our armies, exactly, got sick! This is a sign!” felt a little strained to me. Perhaps this is just my mathematical nitpickery coming into play, but sixteen percent makes the slight leap of faith that the characters would be as familiar with percents and the base-10 system as we are. Since they're humans, that's not too farfetched, but I would have preferred “one in sixteen,” which feels a little more natural.

Old School

It's possible that the two biggest-deal uses of math in fantasy or science fiction both came in the 1800s. One of them is Flatland, which uses a mathematical adventure in the second dimension to poke fun at Edwin Abbott Abbott's Victorian society. The other began life as a short draft, before its author, a conservative math professor, added some more important scenes. And the rest is history.

1 comment:

  1. Well, and then there's Lewis Carroll with both Alice books packed with logic and mathematical puzzles. I also recall his tale "What the Tortoise said to Achilles". More logic than math, but worth the quote.

    John Updike's "Roger's Version" doesn't really qualify as sci-fi/fantasy, but one of its main charachters is a computer scientist who wants to prove God's existence using mathematical models.

    Borges' tale "The Babylon Lottery" (from his book "Ficciones", 1941) is all about Combinatorics. Another tale "The book of sand" (from the eponymous collection, 1975) deals with the problem of infinity.

    Marcos

    ReplyDelete